clinical trial design clinical data phase 3 clinical trial ONTOFORCE

BLOG

Designing clinical trials for maximum efficacy: obstacles and opportunities

By understanding trial design challenges and the opportunities to overcome them, better strategies and methodologies can be implemented to ensure the highest chances of success.  

ONTOFORCE team
26 April 2023 9 minutes

Designing clinical trials for maximum efficacy: obstacles and opportunities

Clinical trial design entails the process of planning and structuring a clinical trial in order to test the safety, efficacy, or other aspects of a medical intervention, such as a drug or device. The design process of a clinical trial is a crucial and requires time, resources, and considerable effort to ensure that a trial is set up for optimal outcomes and maximum efficacy. However, designing clinical trials for maximum efficacy can be a complex and challenging task, especially considering the various factors that must be taken into account, such as patient populations and regulatory requirements. 

In this blog post, we will explore the fundamentals of clinical trial design for each phase and discuss key challenges faced by those working within the realm of trial design, such as clinical trial designers, data scientists, clinical project managers, and clinical data managers. By understanding these challenges and the opportunities to overcome them, better strategies and methodologies for designing clinical trials can be implemented to ensure the highest chances of success.  

Fundamentals of clinical trial design 

Clinical trial design is the process of planning and structuring a study to assess the safety and efficacy of a new drug, medical device, or treatment in humans. The main objectives of clinical trial design are to: 

  • Determine the appropriate sample size and study population
  • Select the best control group and randomization method
  • Establish primary and secondary endpoints and methodology
  • Determine the study duration and follow-up period
  • Set up data collection, monitoring, and analysis methods  

The clinical trial process typically consists of several phases: 

Phase 1 of a clinical trial is the first stage in the testing and evaluation process of a new drug or treatment. It is a crucial step in the development of any novel intervention. Evaluating the safety, tolerability, and pharmacokinetics (how the drug is absorbed, distributed, metabolized, and excreted) of the investigational drug are the main goals of a Phase 1 trial.   

 

The main components of a designing a Phase 1 clinical trial are: 

 

Study type and method: Phase 1 trials are often designed as open-label, non-randomized, and non-controlled studies, meaning that both the investigators and participants are aware of the treatment being administered, and there is no control group receiving a placebo or standard treatment. Some Phase 1 trials may use a single ascending dose (SAD) or multiple ascending dose (MAD) design, where the drug is given at gradually increasing doses to different groups of participants to assess safety and tolerability.


Patient population: Phase 1 trials usually involve a small number of participants, typically ranging from 20 to 100. The participants are generally healthy volunteers, although in some cases, patients with the targeted condition may be enrolled, especially if the drug carries a significant risk or if the condition is rare and severe.


Data collection and analysis: Throughout the trial, data is collected on the safety and tolerability of the investigational drug, as well as its pharmacokinetic properties. This data is carefully analyzed to identify any patterns or trends that may influence the design of future trial phases, as well as to determine the maximum tolerated dose (MTD) or the no-observed-adverse-effect-level (NOAEL).


Phase 1 clinical study duration: Phase 1 trials are typically shorter in duration than later-phase trials are, usually lasting a few months to a year. 

Phase 2 focuses on assessing the preliminary efficacy and further evaluating the safety of the investigational drug in a larger group of participants with the targeted condition. Determining the optimal therapeutic dose, refining the dosing schedule, and establishing proof-of-concept for the investigational drug's effectiveness are some main Phase 2 objectives. Often, potential biomarkers or patient characteristics can be refined that ensure response to the treatment. 

 

Some relevant components of designing a Phase 2 clinical trial are: 

 

Study type and methods: Phase 2 trials are generally designed as randomized, controlled studies, where participants are randomly assigned to either the investigational drug group or a control group. The trials can be single-blind, in which only the participant is unaware of their treatment assignment. Trials can also be double-blind, in which both the participant and the investigator are unaware of the treatment assignment.  


Patient population: The number of participants in a Phase 2 trial usually ranges from several dozen to a few hundred. These participants are patients with the targeted condition, as opposed to healthy volunteers, allowing for a more accurate assessment of the drug's effectiveness and safety in the intended population. 

 

Endpoints: Endpoints are used to assess the drug's effect on the disease progression, symptoms, or other relevant outcomes. Phase 2 trials often use surrogate endpoints or intermediate clinical endpoints. 

 

Data collection and analysis: As in a Phase 1 trial, throughout a Phase 2 trial, data is collected on the efficacy, safety, and tolerability of the investigational drug, as well as any relevant biomarkers or patient characteristics. This data is carefully analyzed to identify trends or patterns that may influence future trial phases and to determine whether the investigational drug has demonstrated sufficient promise to warrant further investigation in a Phase 3 trial. 

A Phase 3 clinical trial focuses on evaluating the effectiveness and safety of the investigational drug in a larger and more diverse population of patients with the targeted condition. Phase 3 trials are critical for obtaining the necessary data to support regulatory approval for marketing and commercialization of the drug. 

 

Some important components of designing a Phase 3 clinical trial are: 

 

Study type and methods: Phase 3 clinical trials are generally designed as randomized, controlled, and double-blind studies. Both the participants and the investigators are unaware of the treatment assignment. The study design may include parallel-group or other specialized designs depending on the research question. 

 

Patient population: The number of participants in a Phase 3 trial is significantly larger than in Phase 1 or Phase 2 trials, usually ranging from several hundred to several thousand. These participants are patients with the targeted condition. The larger sample size allows for a more accurate assessment of the drug's effectiveness and safety across various subpopulations.

 

Endpoints: Phase 3 trials often use primary and secondary endpoints to assess the drug's effectiveness. Primary endpoints are the main outcome measures used to determine the drug's effectiveness, while secondary endpoints provide additional information on other aspects of the drug's effects.

 

Phase 3 trial duration: Phase 3 trials are typically the longest of all clinical trial phases, lasting from several months or years, up to even a decade. 

Phase 4 of a clinical trial is also known as a post-marketing surveillance trial or a post-approval study. It is the final stage in the testing and evaluation process of a new drug or treatment and is conducted after the investigational drug has received regulatory approval and is available for use in the general population.  

 

Some important components of a Phase 4 clinical trial are: 

 

Study Type and methods: Phase 4 trials can be designed as observational or interventional studies, depending on the research question and objectives. Observational studies involve monitoring the drug's use and outcomes in a real-world setting without controlling the intervention, while interventional studies involve assigning patients to different treatments or strategies to assess their effects.

 

Patient population: Phase 4 trials involve a large and diverse population of patients who are prescribed the drug as part of their standard care. The number of participants in these trials can range from several hundred to several thousand or more, depending on the drug and the specific study design.

 

Data collection and analysis: As with other trial phases, data is collected on the safety, effectiveness, and tolerability of the investigational drug. Data is also collected on any relevant subpopulation characteristics and real-world usage patterns. This data is carefully analyzed to inform the drug's benefit-risk profile and guide updates to the drug's label or prescribing information.

 

Trial duration: Phase 4 trials are typically long-term studies, lasting from several years to indefinitely, depending on the drug.  

 

Throughout the course of a Phase 4 trial, the data collected may lead to updates in the drug's label or prescribing information, or even result in the withdrawal of the drug from the market if significant safety concerns are identified.